My Library

Oversight of the SEC's Division. of Trading and Markets : hearing before the Subcommittee on Capital

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, author.
Washington : U.S. Government Publishing Office, 2024.

SEC approves bitcoin exchange-traded products (ETPS)

Su, Eva, author.
[Washington, D.C.] : Congressional Research Service, 2024-

Payment for order flow (PFOF) and broker-dealer regulation

Su, Eva, author.
[Washington, D.C.] : Congressional Research Service, 2024-

SEC's first "shadow trading" case slated for trial

Sykes, Jay B., author.
[Washington, D.C.] : Congressional Research Service, 2024-

Spotting and reporting investment scams targeting older investors.

[Washington, D.C.] : U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, 2024.

Providing for Congressional Disapproval Under Chapter 8 of Title 5, United States Code, of the Rule

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2024]

Anna Bright Is Hiding Something

Schnall, Susie Orman, author.
[United States] : Dreamscape Media, 2024.

Examining the SEC's agenda : unintended consequences for U.S. capital markets and investors : hearin

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, author.
Washington : U.S. Government Publishing Office, 2024.

Potential disapproval of SEC Staff Accounting Bulletin No. 121 under the Congressional Review Act

Carey, Maeve P., author.
[Washington, D.C.] : Congressional Research Service, 2024-

Veto message--H.J. Res. 109 : message from the President of the United States transmitting veto mess

United States. President (2021- : Biden), author.
Washington : U.S. Government Publishing Office, 2024.

Investing in the future : safeguarding municipal bonds from climate risk : hearing before the Commit

United States. Congress. Senate. Committee on the Budget, author.
Washington : U.S. Government Publishing Office, 2024.

Keeping markets fair : considering insider trading legislation : hearing before the Committee on Ban

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs, author.
Washington : U.S. Government Publishing Office, 2024.

Providing for Congressional Disapproval Under Chapter 8 of Title 5, United States Code, of the Rule

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2024]

Hearing for the purpose of receiving testimony from the Honorable Rostin Behnam, Chairman, Commodity

United States. Congress. House. Committee on Agriculture, author.
Washington : U.S. Government Publishing Office, 2024.

Securities regulation: SEC's oversight of the financial industry regulation authority : report to co

United States. Government Accountability Office, author.
Washington, DC : United States Government Accountability Office, 2024.

The President's fiscal year 2024 budget with Treasury Secretary Janet l. Yellen : hearing before the

United States. Congress. Senate. Committee on Finance, author.
Washington : U.S. Government Publishing Office, 2024.

Providing for Congressional Disapproval Under Chapter 8 of Title 5, United States Code, of the Rule

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2024]

Protecting Investors' Personally Identifiable Information Act : report together with minority views

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2024]

Bank Safety Act of 2024 : report (to accompany H.R. 4206) (including cost estimate of the Congressio

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2024]

Reauthorizing the CFTC : stakeholder perspectives : hearing before the Subcommittee on Commodity Mar

United States. Congress. House. Committee on Agriculture. Subcommittee on Commodity Markets, Digital Assets, and Rural Development, author.
Washington : U.S. Government Publishing Office, 2024.

Reforming the proxy process to safeguard investor interests : hearing before the Subcommittee on Cap

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, author.
Washington : U.S. Government Publishing Office, 2024.

SEC overreach : examining the need for reform : hearing before the Subcommittee on Capital Markets o

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, author.
Washington : U.S. Government Publishing Office, 2024.

Conflict minerals: peace and security in Democratic Republic of the Congo have not improved with SEC

United States. Government Accountability Office, author.
Washington, DC : United States Government Accountability Office, 2024.

SEC v. Jarkesy : constitutionality of administrative enforcement actions

Shedd, Daniel T., author.
[Washington, D.C.] : Congressional Research Service, 2024-

She-wolves : the untold history of women on Wall Street

Bren, Paulina, author.
New York, NY : W.W. Norton & Company, [2024]

Money market mutual funds : pandemic revealed unresolved vulnerabilities : report to congressional c

United States. Government Accountability Office, author.
[Washington, D.C.] : United States Government Accountability Office, 2023.

Funding and financing options to bolster American infrastructure : hearing before the Committee on F

United States. Congress. Senate. Committee on Finance, author.
Washington : U.S. Government Publishing Office, 2023.

E, S, G, and W : examining private sector disclosure of workforce management, investment, and divers

United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, author.
Washington : U.S. Government Publishing Office, 2023.

E, S, G, and W : examining private sector disclosure of workforce management, investment, and divers

United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, author.
Washington : U.S. Government Publishing Office, 2023.

Funding and financing options to bolster American infrastructure : hearing before the Committee on F

United States. Congress. Senate. Committee on Finance, author.
Washington : U.S. Government Publishing Office, 2023.

Protecting companies and communities from private equity abuse : hearing before the Subcommittee on

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Economic Policy, author.
Washington : U.S. Government Publishing Office, 2023.

Accredited Investor Definition Review Act : report (to accompany H.R. 1579) (Including cost estimate

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

Equal Opportunity for All Investors Act of 2023 : report (to accompany H.R. 2797) (including cost es

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

Fair Investment Opportunities for Professional Experts Act : report (to accompany H.R. 835) (Includi

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

To Amend the Federal Securities Laws to Specify the Periods for which Financial Statements are Requi

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

To Amend the Securities Exchange Act of 1934 to Specify Certain Registration Statement Contents for

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

Encouraging Public Offerings Act of 2023 : report (to accompany H.R. 2793) (including cost estimate

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

Promoting Opportunities for Non-Traditional Capital Formation Act : report (to accompany H.R. 2796)

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

Enhancing Multi-Class Share Disclosures Act : report (to accompany H.R. 2795) (including cost estima

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

To Require the Securities And Exchange Commission to Carry Out a Study and Rulemaking on the Definit

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

Protecting companies and communities from private equity abuse : hearing before the Subcommittee on

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Economic Policy, author.
Washington : U.S. Government Publishing Office, 2023.

Nominations of the Honorable Christy Goldsmith Romero, Ms. Kristin N. Johnson, Mrs. Summer Kristine

United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry, author.
Washington : U.S. Government Publishing Office, 2023.

Senior Security Act of 2023 : report (to accompany H.R. 2593) (Including cost estimate of the Congre

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

Middle Market IPO Underwriting Cost Act : report (to accompany H.R. 2812) (including cost estimate o

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

To Amend the Securities Exchange Act of 1934 to Specify Certain Registration Statement Contents for

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

To Amend the Federal Securities Laws to Specify the Periods for which Financial Statements are Requi

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

Fair Investment Opportunities for Professional Experts Act : report (to accompany H.R. 835) (Includi

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

Enhancing Multi-Class Share Disclosures Act : report (to accompany H.R. 2795) (including cost estima

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

Promoting Opportunities for Non-Traditional Capital Formation Act : report (to accompany H.R. 2796)

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

To Require the Securities And Exchange Commission to Carry Out a Study and Rulemaking on the Definit

United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]