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1
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SEC's first "shadow trading" case slated for trial


Sykes, Jay B., author.
[Washington, D.C.] : Congressional Research Service, 2024-

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2
INTERNET RESOURCE
Book Cover

Keeping markets fair : considering insider trading legislation : hearing before the Committee on Ban


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs, author.
Washington : U.S. Government Publishing Office, 2024.

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3
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Enhancing Multi-Class Share Disclosures Act : report (to accompany H.R. 2795) (including cost estima


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

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4
TEXT
 

Enhancing Multi-Class Share Disclosures Act : report (to accompany H.R. 2795) (including cost estima


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]

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 U.S. Docs. Depository  Y 1.1/8:118-79  LIB USE ONLY
 
5
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Proposals to limit financial activities of members of congress : background and analysis of legislat


Straus, Jacob R., author.
[Washington, D.C.] : Congressional Research Service, 2023-

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6
E-BOOK
Book Cover

Redemption : a novel


Lawson, Michael, 1948- author.
[United States] : Grove Atlantic, 2022.

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7
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Summary : former counselor to the Secretary failed to comply with the STOCK Act and misused their po


United States. Department of the Interior. Office of Inspector General, author.
Washington, DC : Office of Investigations, Office of Inspector General, U.S. Department of the Interior, 2022.

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8
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Bans on trading of stocks by legislators around the world.



[Washington, D.C.] : The Law Library of Congress, Global Legal Research Directorate, 2022.

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9
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Stock trading in Congress : 117th Congress proposals to limit or prohibit certain financial transact


Straus, Jacob R., author.
[Washington, D.C.] : Congressional Research Service, 2022-

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10
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Examining stock trading reforms for Congress


Straus, Jacob R., author.
[Washington, D.C.] : Congressional Research Service, 2022-

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11
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Book Cover

Examining stock trading reforms for Congress : hearing before the Committee on House Administration,


United States. Congress. House. Committee on House Administration, author.
Washington : U.S. Government Publishing Office, 2022.

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12
TEXT
Book Cover

Examining stock trading reforms for Congress : hearing before the Committee on House Administration,


United States. Congress. House. Committee on House Administration, author.
Washington : U.S. Government Publishing Office, 2022.

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 U.S. Docs. Depository  Y 4.H 81/3:ST 6  LIB USE ONLY
 
13
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Book Cover

Insider trading and stock option grants : an examination of corporate integrity in the COVID-19 pand


United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, author.
Washington : U.S. Government Publishing Office, 2021.

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14
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Dual class stock : background and policy debate


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2021-

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15
INTERNET RESOURCE
 

Insider trading


Sykes, Jay B., author.
[Washington, D.C.] : Congressional Research Service, 2021-

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16
E-BOOK
Book Cover

The last trial


Turow, Scott, author.
New York : Grand Central Publishing, 2020.

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17
E-AUDIO
Book Cover

The Last Trial


Turow, Scott.
[S.I.] : Hachette Book Group, 2020.

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18
TEXT
Book Cover

The last trial


Turow, Scott, author.
New York, NY : Grand Central Publishing, Hatchette Book Group, 2020.

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 Main Fiction  Turow  CHECK SHELVES
 
19
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Putting investors first : reviewing proposals to hold executives accountable : hearing before the S


United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, author.
Washington : U.S. Government Publishing Office, 2019.

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20
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Insider Trading Prohibition Act : report together with minority views (to accompany H.R. 2534) (incl


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2019]

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21
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The latest chapter in insider trading law, major circuit decision expands scope of liability for tra


Vanatko, Nicole, author.
[Washington, D.C.] : Congressional Research Service, 2019-

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22
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Corporate Management Accountability Act of 2019 : report together with minority views (to accompany


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2019]

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23
TEXT
 

Corporate Management Accountability Act of 2019 : report together with minority views (to accompany


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2019]

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24
E-AUDIO
Book Cover

Hard sell


Layne, Lauren, author.
[United States] : Blackstone Publishing, 2019.

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25
INTERNET RESOURCE
 

JP Morgan trading losses : implications for the Volcker rule and other regulation


Shorter, Gary W., author.
[Washington, D.C.] : Congressional Research Service, 2019-

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26
MICROFICHE
 

Insider Trading Prohibition Act : report together with minority views (to accompany H.R. 2534) (incl


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2019]

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 U.S. Docs. Depository Microform  Y 1.1/8:116-219  LIB USE ONLY
 
27
MICROFICHE
 

Putting investors first : reviewing proposals to hold executives accountable : hearing before the Su


United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, author.
Washington : U.S. Government Publishing Office, 2019.

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 U.S. Docs. Depository Microform  Y 4.F 49/20:116-15  LIB USE ONLY
 
28
INTERNET RESOURCE
 

An Act to Rename the Stop Trading on Congressional Knowledge Act of 2012 in Honor of Representative


United States, enacting jurisdiction.
[Washington, D.C.] : [U.S. Government Publishing Office], [2018]

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29
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Accelerating Access to Capital Act of 2017 : report together with minority views (to accompany H.R.


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2018]

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30
INTERNET RESOURCE
 

GSE Jumpstart Reauthorization Act of 2017 : report together with minority views (to accompany H.R. 4


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2018]

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31
MICROFICHE
 

GSE Jumpstart Reauthorization Act of 2017 : report together with minority views (to accompany H.R. 4


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2018]

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 U.S. Docs. Depository Microform  Y1.1/8:115-648  LIB USE ONLY
 
32
INTERNET RESOURCE
 

Reexamining the rules 10b5-1 trading plan defense to insider trading


Vanatko, Nicole, author.
[Washington, D.C.] : Congressional Research Service, 2018-

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33
INTERNET RESOURCE
 

Updated : the latest on the SEC's consideration of the proposed acquisition of Chicago Stock Exchang


Sykes, Jay B., author.
[Washington, D.C.] : Congressional Research Service, 2018-

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34
MICROFICHE
 

Accelerating Access to Capital Act of 2017 : report together with minority views (to accompany H.R.


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2018]

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 U.S. Docs. Depository Microform  Y 1.1/8:115-576  LIB USE ONLY
 
35
INTERNET RESOURCE
 

Micro Offering Safe Harbor Act : report together with minority views (to accompany H.R. 2201) (inclu


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2017]

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36
MICROFICHE
 

Micro Offering Safe Harbor Act : report together with minority views (to accompany H.R. 2201) (inclu


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2017]

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 U.S. Docs. Depository Microform  Y 1.1/8:115-383  LIB USE ONLY
 
37
BOOK
Book Cover

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 Main Stacks  364.168 C66 K83bL  CHECK SHELVES
 Irv.  364.168 Kol  CHECK SHELVES
 
38
INTERNET RESOURCE
 

Accelerating Access to Capital Act of 2015 : report together with minority views (to accompany H.R.


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2016]

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39
INTERNET RESOURCE
 

Helping Angels Lead Our Startups Act : report together with minority views (to accompany H.R. 4498)


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2016]

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40
TEXT
 

Accelerating Access to Capital Act of 2015 : report together with minority views (to accompany H.R.


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2016]

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41
TEXT
 

Helping Angels Lead Our Startups Act : report together with minority views (to accompany H.R. 4498)


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2016]

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42
INTERNET RESOURCE
 

Micro Offering Safe Harbor Act : report together with minority views (to accompany H.R. 4850) (inclu


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2016]

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Location Call No. Status
 U.S. Docs. Depository Microform  Y 1.1/8:114-723  LIB USE ONLY
43
TEXT
 

Micro Offering Safe Harbor Act : report together with minority views (to accompany H.R. 4850) (inclu


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2016]

Rating:

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44
MICROFICHE
 

Micro Offering Safe Harbor Act : report together with minority views (to accompany H.R. 4850) (inclu


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2016]

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45
INTERNET RESOURCE
 

Overview of the tax treatment of corporate debt and equity : scheduled for a public hearing before t



[Washington, D.C.] : [Joint Committee on Taxation], [2016]

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46
MICROFICHE
 

Helping Angels Lead Our Startups Act : report together with minority views (to accompany H.R. 4498)


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2016]

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Location Call No. Status
 U.S. Docs. Depository Microform  Y 1.1/8:114-509  IN PROCESSING
 
47
MICROFICHE
 

Accelerating Access to Capital Act of 2015 : report together with minority views (to accompany H.R.


United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2016]

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 U.S. Docs. Depository Microform  Y 1.1/8:114-506  IN PROCESSING
 
48
DVD
Book Cover

The boss



Universal City, CA : Universal Pictures Home Entertainment, [2016]

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 N.E. DVD  Boss  CHECK SHELVES
 
49
MICROFICHE
 

Small Cap Liquidity Reform Act of 2013 : report (to accompany H.R. 3448) (including cost estimate of


United States. Congress. House. Committee on Financial Services, author.
[Washington, District of Columbia] : U.S. Government Printing Office, [2014]

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50
TEXT
Book Cover

Copies

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 Irv.  364.168 Rag  CHECK SHELVES
 
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